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Series Prep 82 Practice Test

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Series Prep 82 Practice Test
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Demonstration
Question 1
1 point
1/3
Which entity is responsible for handling the mechanics of a rights offering, issuing additional shares upon receiving the correct certificates and payments?

Question 2
1 point
2/3
What is the status of issuances by benevolent organizations such as nonprofit corporations?

Question 3
1 point
3/3
Which type of investor must be sophisticated, meaning they can assess the value of an issue, but may not necessarily be able to handle the economic risks of the investment?

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DEMONSTRATION
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